SEC Regulation of Public Companies

SEC Regulation of Public Companies

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This is an introduction and overview of the Securities and Exchange Commission to serve as a supplement for a variety of courses in finance, accounting and business law.
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Product details

  • Paperback | 208 pages
  • 177.8 x 234.2 x 11.4mm | 326.59g
  • Pearson
  • Englewood Cliffs, NJ, United States
  • English
  • New.
  • 0130371858
  • 9780130371850

Table of contents

(NOTE: Each chapter ends with a Chapter Summary, End Notes, and Discussion Questions.) 1. The Institutional Framework of Securities Regulation. 2. The Process of Raising Capital From the Public. 3. Registration and Reporting Under the 1933 and 1934 Acts. 4. Accounting and Financial Reporting under the Securities Laws. 5. Liability Under the Federal Securities Laws. 6. The Regulation of Corporate Insiders. 7. Proxy Rules and Takeover Regulation. 8. The SEC's Small Business Initiatives. 9. Foreign Issuers and International Offerings.
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