Net Capital Rule

Net Capital Rule

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Description

Please note that the content of this book primarily consists of articles available from Wikipedia or other free sources online. The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission in 1975 to regulate directly the ability of broker-dealers to meet their financial obligations to customers and other creditors. Broker-dealers are companies that trade securities for customers and for their own accounts. The rule requires those firms to value their securities at market prices and to apply to those values a haircut based on each security's risk characteristics.show more

Product details

  • Paperback | 108 pages
  • 152 x 229 x 7mm | 168g
  • Sent Publishing
  • United States
  • English
  • black & white illustrations
  • 6136269945
  • 9786136269948