Butterworths Financial Regulation Service: Investment Firms and Collective Investment Schemes Volume 3

Butterworths Financial Regulation Service: Investment Firms and Collective Investment Schemes Volume 3

  • Loose-leaf

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Description

PLEASE NOTE: YOU MUST BE A PURCHASER OR SUBSCRIBER OF BUTTERWORTHS FINANCIAL REGULATION CORE SERVICE (Product Code: FRBSMW) IN ORDER TO PURCHASE THIS PRODUCT. ORDERS WILL NOT BE FUFILLED TO NON-SUBSCRIBERS.This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.show more

Product details

  • Loose-leaf
  • Lexisnexis UK
  • Butterworths Law
  • London, United Kingdom
  • 0406950687
  • 9780406950680

Table of contents

Division A - Prudential Requirements for Investment Businesses; Division B - Prudential Requirements for Investment Businesses; Commentary; Division C - Conduct of Business Requirements; Division D - Conduct of Business Commentary; Division D.1 - Client Assets Requirements; Division D.2 - Client Assets Commentary; Division D.3 - New Collective Investment Schemes Requirements; Division D.4 - New Collective Investment Schemes Commentary; Division E - Collective Investment Schemes Requirements; Division F - Collective Investment Schemes Commentary; Division G - Professional Firms Requirements; Division H - Professional Firms Commentary;show more